Code of Conduct Council accountability reports S6

Hello Optimism collective! The Code of Conduct Council for this season 6 is happy to present its mid-season report, where we made self evaluation of our role, and proposed insights from identified conflicting patterns. You can check our charter here.

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1. What is your assessment of any benchmark milestones and/or impact KPIs that were set in your Budget Proposal or Charter at the start of the Season? Have you made progress towards, or achieved, these milestones or KPIs?

Reporter Experience KPIs:

  • We have maintained a reasonable response time for most reports. Initial responses are typically provided within 48 hours. However, in some complex cases, particularly those requiring deeper investigation or coordination with other teams, response times have extended slightly, up to 5 days. Also the council considers that that the scope needs to be better communicated, as some reports have been outside of our competence and capacity.

  • Number of reports that de-escalate without enforcement actions: So far, we have received 4 reports and managed to defuse most conflicts (around 90%) without the need for formal enforcement action. In cases where enforcement is required, we strictly adhere to the rules of engagement and provide transparency in all our decisions. You can review our summary of cases in this post in the forum.

  • No community members have disengaged from the community because of unmanaged conflicts in season 6, reinforcing our role in the Token House as a sensory node that identifies patterns, looks out for solutions, and provides feedback to prevent similar situations from happening in the future.

  • Accountability and transparency around the due processing of cases: Regular updates on case handling have been shared on the forum. All cases are documented with detailed reports on the actions taken, maintaining transparency and accountability.

  • Number of updates to charters and operating procedures: there was one significant update to our charter, where we made more precise the enforcement of sanctions. Ongoing discussions highlight the need to propose some changes, planning for the coming growth phase of the superchain and the evolving governance framework of Optimism.

  • Availability and ease of access to the council: We have provided availability for the community to raise concerns to the council and its members. Participation in office hours was lower than expected, but we continue to promote these sessions to increase visibility and still provide accessibility. We also want to Invite other communities to our office hours, so that we can cross pollinate and promote good practices within the superchain.

Performance KPIs:

  • Number of community members leaving due to unmanaged conflict:

We have not observed any significant resignations or departures due to unresolved conflicts. We aim to maintain this standard by continuing proactive engagement.

  • Token votes related to conflict management actions:

So far, no council members have been dismissed or challenged through the Representative Removal proposal mechanism, reflecting strong trust in the CoCC’s operations and decisions.

  • Separation of conflict visibility from the collective:

We have maintained a high level of confidentiality, ensuring that conflicts are handled privately until resolution, with public announcements made only when necessary, in accordance with the Charter guidelines. In that sense, we are actively contributing to the perceived well being of the collective.

2. Impact assessment - how well did your team’s outputs support the Intent they were authorized under?

The CoCC has successfully upheld its mandate in managing conflicts while maintaining a focus on decentralization and community-driven governance. Our proactive efforts, such as offering early guidance and mediation before conflicts escalate, have been highly effective. Additionally, our monthly office hours have allowed us to engage directly with the community, ensuring we remained accessible. While office hours can foster greater visibility of the council and its work, in practice, reports do not usually occur in public and synchronous spaces.

The CoCC has conveyed a sense of rigor and fairness in the community that has influenced the perceived well-being of this season 6. Not having huge emergencies can be considered a good sign, and we are ready and available for any cases that arise, big and small.

We are individually studying every case that is reported, acting as sensory nodes for the community and the foundation, and besides promoting short term solutions, we are identifying valuable feedback and improvement opportunities to consolidate the recommendations listed as final points of this post.

We consider that the impact of our work should not be isolated from the work of other councils and groups that are key for the sustainability of the organization, so we highlight our efforts towards interconnection, composability, and complementarity between the CoCC and all governance structures. Our impact is to be a support wheel so that all other stakeholders can coordinate and overcome difficulties.

3. What changes would you make to the Internal Operating Procedures (IOP’s)?

  • We propose adding stronger guidelines for communication in public forums and Discord channels to prevent escalations arising from abusive language or harassment.

  • The current scope of the CoCC is clear, but there is a need to further focus on filling governance gaps as the superchain grows. We need to think in emergent areas of conflict related to the expanding complexity of the superchain, to promote clear boundaries for what is shared and what is not shared between chains, and consolidate good practices.

  • There should be more connection between the CoCC and the provision of mediation by third parties. Currently they are expected to be of easy access to the community with their own forms and presence, but we consider that managing two forms separately is harder than managing one, in which cases are then delegated to the right team. We think having just one form could avoid double accountability, asymmetry of information, and arbitrary callings to the mediation third party.

4. Suggested Changes to the Charter:

  • Create strategies to increase and measure Interconnection between the CoCC and other teams. Eg: Visibility of the council’s availability during community spaces, collaborations with other councils and governance teams, and activity of the council lead to feedback activities.

  • Furthermore, clearer guidelines regarding sanctions—specifically the process and criteria for issuing warnings, temporary suspensions, and other enforcement actions—should be further detailed in the Charter

  • CoCC was not included in retroactive funding for Season 6, we believe that our ongoing contributions to the governance framework should be considered for inclusion in retroactive funding for Season 7.

  • We suggest to position the COCC as the main place for complaints in the collective, with the role of connecting requests to the pertinent parties, and ensuring that all cases have due diligence and are properly processed and translated into improvements.

5. Self evaluation:

  • The first area where we can improve is making our processes more visible to the community, to more clearly demonstrate the impact of our work and strengthen trust in the council.

  • Once elected, the council should meet twice a week for the first few months to allow for members to get even information and context for prevention and case intake. This role requires onboarding for new representatives so that handoff of information between seasons happens gracefully.

  • We can strengthen collaboration between the CoCC and other governance bodies, because even though we have good communication paths with them, enhancing the composability aspect can create higher value than the sum of its parts.

  • Conflict Resolution Best Practices: Continue refining our preventive approach by introducing more proactive measures, such as hosting workshops or educational sessions for the community on conflict resolution and governance. This includes consolidating evergreen content for the Optimism collective, and promoting standards for the superchain.

  • Perception of value and self-inflicted pressure: Since the impact of our work is harder to measure than other contributions, there has been some self-inflicted pressure on the members of the CoCC to validate our work. We think that raising awareness about the value being brought to the collective by the CoCC can reduce the stress on council members on meeting expectations.

  • Even when we would like to include enthusiasts in the community that want to support us with what we do, we decided to not mix our nature of an elected body that manages confidentiality with opening new contribution paths. We are open to collaborate with all existing contribution paths, but not stewarding any one.

6. Recommendations:

  • Including more proactive guidance on Web3 security and best practices. This can help prevent certain types of conflicts related to vulnerabilities or misunderstandings around blockchain security.

  • Follow up on the announcement and execution of the education sessions by the Resolv3 team for season 6.

  • There is a recurring pattern of conflicts related to grant allocation and perceptions of centralization or favoritism. We recommend increasing transparency in the grant process and continuously emphasizing decentralized governance.

  • We have observed a rising trend of projects manipulating transaction volumes to create misleading on-chain activity. This could damage Optimism’s reputation. We suggest stricter guidelines regarding the reporting and evaluation of on-chain data.

  • We have received concerns regarding the verification and legitimacy process for profiles and projects in funding rounds. We received a complaint about 5 artists Whose NFTs were plagiarized by false profiles who eventually got benefit in their place.

  • On Information asymmetry. We have noticed that there is a delta between the foundation plans and contributors’ awareness. We think that even when it is intended to not overwhelm the community with too much complexity, it would be recommended to develop complexity tolerance, looking for preparation on progressive decentralization.

  • On Composability of councils and governance efforts. Thanks to the seasonal cadence of Optimism, there is a fast rotation of elected representatives, and we consider that designing an onboarding path for these roles can help handing off information and carrying good practices between seasons. Creating a rich culture is what will keep the community together, even when rotating and decentralizing.

  • On Superchain boundaries and interop in governance: As Optimism expands,the CoCC should collaborate to establish governance frameworks that are interoperable, respecting local contexts while adhering to core principles. Ensuring that we continue to provide a robust framework for conflict management within the ever-evolving Optimism ecosystem.

  • On Communication styles: Early indications show that most cases reflect common patterns related to communication problems. We have noticed that contributors in different platforms sometimes express themselves in terms of Interpretation, Judgement, Strategy and demands. We consider that frameworks like Nonviolent communication (NVC) can be shared and practiced to help expressing in terms of observations, feelings, needs and requests, making it easier, both to understand, express, and negotiate effectively in a life enriching dialogue.

Thank you for reading our mid-season report. We look forward to the rest of season 6 and the transition to season 7 :slightly_smiling_face:

Remember that you can request support from the Code of Conduct Council at any time through this form, or contacting directly a member of the team.

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Thorough report. I liked the fact of the several patterns found and described in the “Recommendations” section. What are the next steps in making them actionable?

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Hi @SolarPunk-Jedi.
We are glad to see that you like the report. :slightly_smiling_face:

Answering your question,

It seems to us that several of the recommendations we are making can be made actionable through working more closely with the Collective Feedback Commission.

We recommend reading this new post that talks about its next iteration, as well as the Working Models for Decentralization, since they provide good context about the path to explore.

The COCC must continue to evolve within the path to open metagovernance to find its appropriate configuration. Grateful for any comments or suggestions that emerge to integrate them into this co-design. :dizzy:

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Thanks for sharing the detailed report. Appreciated!!

I have a few questions:

  1. How different was Season 6 from Season 5. The documentary and policy changes were made in season 5 (the first Council) and minor changes were brought about in Season 6.

  2. It would be great to get an update on how CoCC is connecting and impacting other committees and depts. within the DAO and how helpful that is proven.

  3. How is the CoCC connecting with the community and how it plans to take the communication seamlessly through multiple channel.

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Thanks for engaging with us @Bubli.eth :slight_smile: we are happy to answer these questions.

  1. In relation to differences between S5 and S6: We operated in a more autonomous way. In season 5 there was more guidance from the foundation, since the CoCC was an experimental group, and in season 6, thanks to the approval of the community, the group was able to process all of the reports in a short time and with very little governance overhead to the foundation or the community. We can say there was progress in decentralization and leadership of the group. This season there was also an experiment with a proposed mediation mission that has been delivered partially, and we are suggesting more educational spaces for code of conduct awareness. We have also identified possible grey areas in management of conflict between chains in the superchain.

  2. About how does the CoCC connects and impacts in Optimism governance: The CoCC lead participates in the Collective Feedback Comission. The CoCC is a sensory node of the Optimism Collective, and works closely with other strategic groups of Optimism to facilitate collective goals. The capacity to process feedback that the CoCC works for is related to the maturity needed to achieve the decentralization milestones.

  3. In relation to how to connect with the community better: We are constantly keeping up with the various platforms and social media profiles hosted by the collective. We are communicating our updates in written posts, quick reminders in joint house calls calls, and holding monthly Office Hours. It is important for us to create a better understanding of our role, to promote contributors interest and capacity to to participate in future nomination and election rounds. We are already working on the end of season 6 report, and looking forward to the review and reflection periods. That’s why, In a couple of weeks we’ll be able to give more information about our plans to improve from the identified experiences and comments received from these feedback processes. We encourage you to continue being attentive to the forum and all Optimism spaces to explore the content that will be published related to season 7.

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The Code of Conduct Committee (CoCc) is a relatively recent representative structure that emerged after delegates expressed dissatisfaction with participating via voting in decisions that involved sanctioning members who potentially violated the code of conduct. This committee is responsible for enforcing and maintaining the Code of Conduct t.

  • In season 6 the council charter was approved by token holders on voting cycle 23b.

  • In Season 5, an experiment was proposed by the OP foundation to create councils to decentralize the administrative role of processing code of conduct violation reports.

  • Current Working Structure

    • Reporting could be done either via a reporting form or directly contacting council members, who are all active community members available via DM on telegram, this gov forum or Discord.
    • Coordination was done with weekly private council meetings and a Telegram group that had constant communication with Foundation members. The council lead also participated in the CFC, having contact with other governance leads.
  • Office Hours: they are an open space in the public calendar where the collective can share concerns, questions or suggestions for improvement. Replying to @joanbp questions in our retrospective about where and when did the office hours take place. These meetings were held on the Optimism Discord, the last Thursday of the past 4 months of season 6. These meetings were added to the governance calendar, shared on our communication thread and advertised by the council members via text or short participations during Tuesday’s bi-weekly community calls.

Regarding who attended and who should attend these office hours, we expressed that anyone who was interested in learning about our work or that had concerns regarding behavior in the community could come. We also wanted to invite governance contributors of other chains in the superchain to share good practices, as we noted that some of these chains were also having conflicting situations and could benefit from OP experience in this regard.

Problems detected during S6

  • Statistics of cases and outcomes: of 5 reports received, only 3 were part of our scope. We think the scope of the council could have been better communicated and defined.
  • The resolution process faced delays due to limited administrative privileges on the platforms, which affected the ability to make swift decisions and address issues promptly. This limitation impacted the overall agility of the process.
  • The eligibility criteria for the Airdrop could have been communicated more clearly. Many individuals expressed frustration over the exclusion of certain wallets or the oversight of others, leading to disappointment and confusion. There were numerous complaints surrounding Airdrop #5, with many feeling unfairly left out of the process. This created a conflict that had to be managed internally to address the concerns and restore trust
  • The educational sessions on conflict management were not conducted because the Request for Proposal (RFP) was only partially delivered, which impacted the ability to proceed with the sessions as originally planned.
  • The CoCC being purely reactive to episodes, when prevention is the other half of successful conflict management.

Next steps (season 7)

  • After a session with the foundation, on the 22th nov. We agreed with a dissolution proposal being posted to change the nature of the council from a representative structure to a still to be defined alternative.

Alternative considered:

  • Dissolving the council and moving to a civil servant structure that works along with other contribution paths.
  • Proposing a new charter and make a handover or transition structure to connect this new entity that it’s going to be created.

Conclusion
The CoCC’s work in Season 6 has shown both the challenges and successes of decentralizing the enforcement of the Code of Conduct. While the council was able to effectively manage conflicts and contribute to the wellbeing of the community, limitations in authority and scope have hindered the council’s ability to act decisively in certain situations. The feedback from community members, alongside the internal reflections from council members, has highlighted areas for growth, including clearer communication, increased authority for council leads, and more proactive engagement with the collective. Moving forward into Season 7, it is essential to refine the council’s mandate, improve coordination with other governance bodies, and consider expanding its scope to better address emerging challenges. The council remains committed to the goal of fostering a more inclusive, transparent, and accountable community within the Optimism collective, and we look forward to evolving alongside the needs of the ecosystem

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